DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••• M••••

H••••• A•••••• S•••••••• I•••independent RIAVero Beach, FlIA-onlyIAPD 3201847

Feed of 09/14/2026

Also filed as Mike Mcgee

At current firm

1 y

since Oct 28, 2024

In the industry

22 y

since Sep 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• C•••••• A•••••••• I••• independent RIA current
since Jan 23, 2026 · Vero Beach, Fl
H••••• A•••••• S•••••••• I••• independent RIA current
since Oct 28, 2024 · Vero Beach, Fl
H••••• A•••••• S•••••••• I••• independent RIA
Oct 28, 2024 to Dec 31, 2024 · Vero Beach, Fl
D•••••••• C•••••• A•••• M••••••••• L•• state registered
Sep 4, 2024 to Sep 9, 2024 · Palm Beach Gardens, Fl
M••••• S•••••• wirehouse
Oct 2, 2019 to Sep 12, 2024 · Vero Beach, Fl
W•••• F•••• A••••••• wirehouse
May 11, 2009 to Dec 31, 2009 · Vero Beach, Fl
W•••• F•••• A••••••• wirehouse
Oct 6, 2005 to Dec 31, 2005 · Vero Beach, Fl
W••••••••• B•••••••• S••••••• C•••••• unclassified
Sep 30, 2003 to Jun 2, 2004 · Georgetown, De

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to D•••••••• C•••••• A•••• M••••••••• L••
left Sep 12, 2024, registered Sep 4, 2024 (-8 days) · Wirehouse to a state-registered adviser
D•••••••• C•••••• A•••• M••••••••• L•• to H••••• A•••••• S•••••••• I•••
left Sep 9, 2024, registered Oct 28, 2024 (49 days) · Other
W•••• F•••• A••••••• to M••••• S••••••
left Dec 31, 2009, registered Oct 2, 2019 (3562 days) · Wirehouse to wirehouse
W••••••••• B•••••••• S••••••• C•••••• to W•••• F•••• A•••••••
left Jun 2, 2004, registered Oct 6, 2005 (491 days) · Other

Signals

M•••••• P•••••• M•••• left M••••• S•••••• for D•••••••• C•••••• A•••• M••••••••• L•• (registered 2024-09-04)
Sep 12, 2024 · a•••••• firm change · fact
M•••••• P•••••• M•••• left D•••••••• C•••••• A•••• M••••••••• L•• for H••••• A•••••• S•••••••• I••• (registered 2024-10-28)
Sep 9, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address