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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

NMS CAPITAL SERVICES, LLC

CRD 158140

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e3764a4-b490-343f-54bb-940197a3fb72

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 3
Observed: Feb 13, 2012 to Mar 27, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

NMS Capital Services, LLC

Private equity manager · cited, shared crd

Independent Sponsorsidentity

NMS Capital Services, LLC

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

NMS Capital Services, LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 0
High net worth clients: 0
Private funds: 5Schedule D 7.B(1)
Relying advisers: 1
SEC number: 801-73560
CRD: 158140
Filings on the tape: 17
First filed: Feb 13, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: nms-capital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NMS FUND IV, LP	Private Equity Fund	$806M	Mar 8, 2024	39	Mar 29, 2021	reported	021-383026
NMS FUND III, LP	Private Equity Fund	$734M	Mar 8, 2024	35	Mar 29, 2018	reported	021-295629
NMS FUND II, LP	Private Equity Fund	$129M	Mar 8, 2024	18	Mar 28, 2014	reported	021-202463
NMS FUND, LP	Private Equity Fund	$26.9M	Mar 8, 2024	3	Feb 13, 2012	reported	021-151766

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAVEZ, MARTIN, EFRAIN	Member	D	yes	02/2010	Feb 13, 2012	Mar 8, 2024
CHAVEZ, MARTIN, EFRAIN	MANAGING PARTNER	Na	yes	12/2010	Feb 13, 2012	Mar 8, 2024
JORDAN, KEVIN, MICHAEL	Member	D	yes	02/2010	Feb 13, 2012	Mar 8, 2024
JORDAN, KEVIN, MICHAEL	MANAGING PARTNER	Na	yes	12/2010	Feb 13, 2012	Mar 8, 2024
NEW MAINSTREAM CAPITAL MANAGEMENT HOLDING, LLC	MANAGING MEMBER	E	yes	06/2009	Feb 13, 2012	Mar 8, 2024
WILSON, JAMES, GLENN	PARTNER / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	12/2010	Feb 13, 2012	Mar 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW MAINSTREAM CAPITAL GP HOLDING, LLC	n/a	n/a	n/a	N	yes	n/a
NMS GP, LP	n/a	n/a	n/a	N	yes	n/a
NMS II GP, LP	n/a	n/a	n/a	N	yes	n/a
NMS III GP, LP	n/a	n/a	n/a	N	yes	n/a
NMS IV GP, LP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.9B	$1.9B	28	23	1	5	n/a
2024	Mar 26, 2025	$1.4B	$1.4B	25	20	1	4	n/a
2023	Mar 8, 2024	$1.7B	$1.7B	25	20	1	4	$1.7B
2022	Mar 30, 2023	$1.7B	$1.7B	21	15	1	4	$1.7B
2021	Mar 31, 2022	$1.4B	$1.4B	21	15	1	4	$1.4B
2020	Mar 29, 2021	$920M	$920M	16	13	1	4	$920M
2019	Mar 26, 2020	$772M	$772M	12	11	1	3	$772M
2018	Mar 28, 2019	$804M	$804M	10	9	1	3	$804M
2017	Mar 29, 2018	$585M	$585M	8	8	1	3	$318M
2016	Mar 30, 2017	$266M	$266M	7	7	n/a	2	$155M
2015	Mar 30, 2016	$269M	$269M	7	7	n/a	2	$77.7M
2014	Mar 31, 2015	$257M	$257M	6	6	n/a	2	$44.4M
2013	Mar 28, 2014	$173M	$173M	6	6	n/a	2	$39.5M
2012	Mar 28, 2013	$103M	$103M	6	6	n/a	1	$46.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.4B	29.5%	$1.7B	3.4%	28	25	1	1

Relationships

Advises (4)

→ NMS FUND II, LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ NMS FUND, LPPrivate fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ NMS FUND IV, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ NMS FUND III, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV

Controls (4)

← JORDAN, KEVIN, MICHAELOwnerMEMBER, ownership code D, individual
Feb 13, 2012 to Mar 8, 2024factForm ADV
← CHAVEZ, MARTIN, EFRAINOwnerMEMBER, ownership code D, individual
Feb 13, 2012 to Mar 8, 2024factForm ADV
← WILSON, JAMES, GLENNOwnerPARTNER / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to Mar 8, 2024factForm ADV
← NEW MAINSTREAM CAPITAL MANAGEMENT HOLDING, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 13, 2012 to Mar 8, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Nms Capital Services, Llc reported RAUM $1.9B, up 30% from $1.4B (2025-03-26 to 2026-03-27)
Form ADVobserved 5 days ago
$425M
Occurred
Mar 31, 2022
Regulatory AUM changed
Nms Capital Services, Llc reported RAUM $1.4B, up 56% from $919.8M (2021-03-29 to 2022-03-31)
Form ADVobserved 5 days ago
$517M
Occurred
Mar 28, 2019
Regulatory AUM changed
Nms Capital Services, Llc reported RAUM $804.1M, up 38% from $584.6M (2018-03-29 to 2019-03-28)
Form ADVobserved 5 days ago
$220M
Occurred
Mar 29, 2018
Regulatory AUM changed
Nms Capital Services, Llc reported RAUM $584.6M, up 120% from $265.5M (2017-03-30 to 2018-03-29)
Form ADVobserved 5 days ago
$319M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e3764a4-b490-343f-54bb-940197a3fb72
First observed: Feb 13, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NMS CAPITAL SERVICES, LLC

CRD 158140

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e3764a4-b490-343f-54bb-940197a3fb72

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NMS FUND IV, LP

Private Equity Fund

$806M

Mar 8, 2024

Mar 29, 2021

reported

021-383026

NMS FUND III, LP

Private Equity Fund

$734M

Mar 8, 2024

Mar 29, 2018

reported

021-295629

NMS FUND II, LP

Private Equity Fund

$129M

Mar 8, 2024

Mar 28, 2014

reported

021-202463

NMS FUND, LP

Private Equity Fund

$26.9M

Mar 8, 2024

Feb 13, 2012

reported

021-151766

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAVEZ, MARTIN, EFRAIN

Member

yes

02/2010

Feb 13, 2012

Mar 8, 2024

CHAVEZ, MARTIN, EFRAIN

MANAGING PARTNER

yes

12/2010

Feb 13, 2012

Mar 8, 2024

JORDAN, KEVIN, MICHAEL

Member

yes

02/2010

Feb 13, 2012

Mar 8, 2024

JORDAN, KEVIN, MICHAEL

MANAGING PARTNER

yes

12/2010

Feb 13, 2012

Mar 8, 2024

NEW MAINSTREAM CAPITAL MANAGEMENT HOLDING, LLC

MANAGING MEMBER

yes

06/2009

Feb 13, 2012

Mar 8, 2024

WILSON, JAMES, GLENN

PARTNER / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER

yes

12/2010

Feb 13, 2012

Mar 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW MAINSTREAM CAPITAL GP HOLDING, LLC

n/a

yes

n/a

NMS GP, LP

n/a

yes

n/a

NMS II GP, LP

n/a

yes

n/a

NMS III GP, LP

n/a

yes

n/a

NMS IV GP, LP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dallas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.9B

n/a

2024

Mar 26, 2025

$1.4B

n/a

2023

Mar 8, 2024

$1.7B

2022

Mar 30, 2023

$1.7B

2021

Mar 31, 2022

$1.4B

2020

Mar 29, 2021

$920M

2019

Mar 26, 2020

$772M

2018

Mar 28, 2019

$804M

2017

Mar 29, 2018

$585M

$318M

2016

Mar 30, 2017

$266M

n/a

$155M

2015

Mar 30, 2016

$269M

n/a

$77.7M

2014

Mar 31, 2015

$257M

n/a

$44.4M

2013

Mar 28, 2014

$173M

n/a

$39.5M

2012

Mar 28, 2013

$103M

n/a

$46.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.4B

29.5%

$1.7B

3.4%