DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• C•••••• S•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 13, 2012 · 17 filings
SEC status approved since Mar 30, 2012
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.9B as of Mar 27, 2026
Mar 28, 2013$103M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)28 as of Mar 27, 2026
Mar 28, 20136 then
Private funds5 as of Mar 27, 2026
Mar 28, 20131 then
RAUM +30% over the last fiscal year+3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $373MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• F••• I•• L• | Private Equity Fund | $806M | 39 | Mar 29, 2021 |
| N•• F••• I••• L• | Private Equity Fund | $734M | 35 | Mar 29, 2018 |
| N•• F••• I•• L• | Private Equity Fund | $129M | 18 | Mar 28, 2014 |
| N•• F•••• L• | Private Equity Fund | $26.9M | 3 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• M•••••• E••••• · Managing Partnercontrolsince 12/2010 · owns less than 5%
- J•••••• K••••• M•••••• · Managing Partnercontrolsince 12/2010 · owns less than 5%
- W•••••• J••••• G•••• · Partner / Chief Financial Officer / Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- C•••••• M•••••• E••••• · Membercontrolsince 02/2010 · owns 50% to 75% of N•• M••••••••• C•••••• M••••••••• H••••••• L••
- J•••••• K••••• M•••••• · Membercontrolsince 02/2010 · owns 50% to 75% of N•• M••••••••• C•••••• M••••••••• H••••••• L••
Entity owners
- N•• M••••••••• C•••••• M••••••••• H••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- N•• M••••••••• C•••••• G• H••••••• L••bankpooled vehicle sponsorn
- N•• G•• L•investment adviserbankpooled vehicle sponsorn
- N•• I• G•• L•investment adviserbankpooled vehicle sponsorn
- N•• I•• G•• L•investment adviserbankpooled vehicle sponsorn
- N•• I• G•• L•investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 26, 2025 to Mar 27, 2026
- Advisory employees · 20 to 23Mar 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 4 to 5Mar 26, 2025 to Mar 27, 2026
- Employees · 25 to 28Mar 26, 2025 to Mar 27, 2026
- Private funds · 4 to 5Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.4B to $1.9BMar 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.4B to $1.9BMar 26, 2025 to Mar 27, 2026
- RAUM · $1.4B to $1.9BMar 26, 2025 to Mar 27, 2026
- Assets in custody · 1300941149.0 to unsetMar 8, 2024 to Mar 26, 2025
- Custody of client assets · true to falseMar 8, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.7B to $1.4BMar 8, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.7B to $1.4BMar 8, 2024 to Mar 26, 2025
- RAUM · $1.7B to $1.4BMar 8, 2024 to Mar 26, 2025
- Assets in custody · $1.1B to $1.3BSep 26, 2023 to Mar 8, 2024
- Employees · 21 to 25Sep 26, 2023 to Mar 8, 2024
- Discretionary RAUM · $1.7B to $1.7BSep 26, 2023 to Mar 8, 2024
- Pooled vehicle RAUM · $1.7B to $1.7BSep 26, 2023 to Mar 8, 2024
- RAUM · $1.7B to $1.7BSep 26, 2023 to Mar 8, 2024
- Advisory employees · 15 to 20Sep 26, 2023 to Mar 8, 2024
- Assets in custody · $901M to $1.1BMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.4B to $1.7BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.4B to $1.7BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.4B to $1.7BMar 31, 2022 to Mar 30, 2023
- Advisory employees · 13 to 15Mar 29, 2021 to Mar 31, 2022
- Assets in custody · $654M to $901MMar 29, 2021 to Mar 31, 2022
- Employees · 16 to 21Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $920M to $1.4BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $920M to $1.4BMar 29, 2021 to Mar 31, 2022
- RAUM · $920M to $1.4BMar 29, 2021 to Mar 31, 2022
- Accounts · 3 to 4Mar 26, 2020 to Mar 29, 2021
- Advisory employees · 11 to 13Mar 26, 2020 to Mar 29, 2021
- Pooled vehicle clients · 3 to 4Mar 26, 2020 to Mar 29, 2021
- Assets in custody · $362M to $654MMar 26, 2020 to Mar 29, 2021
- Employees · 12 to 16Mar 26, 2020 to Mar 29, 2021
- Private funds · 3 to 4Mar 26, 2020 to Mar 29, 2021
- Discretionary RAUM · $772M to $920MMar 26, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $772M to $920MMar 26, 2020 to Mar 29, 2021
- RAUM · $772M to $920MMar 26, 2020 to Mar 29, 2021
- Related bank · false to trueMar 26, 2020 to Mar 29, 2021
Signals
4 dated events
- N•• C•••••• S•••••••• L•• reported RAUM $1.9B, up 30% from $1.4B (2025-03-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- N•• C•••••• S•••••••• L•• reported RAUM $1.4B, up 56% from $919.8M (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- N•• C•••••• S•••••••• L•• reported RAUM $804.1M, up 38% from $584.6M (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- N•• C•••••• S•••••••• L•• reported RAUM $584.6M, up 120% from $265.5M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- N•• C•••••• S•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- N•• C•••••• S•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nms-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- n•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-422-7099reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026