DFX Intelligence

C••••••••• G•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

C••••••••• G•••• D••••••

Advisor at K••••• A•••••••• I•••

Knoxville, TN | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:8e4304d8-f5c0-8bf2-9347-66809ece0068

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Jan 23, 2008	n/a	yes	Knoxville, TN\|FT. LAUDERDALE, FL	Current employment
R•••••• J•••• F•••••••• S•••••••• I•••	n/a	Oct 14, 2005	Jan 23, 2008	no	LONGBOAT KEY, FL\|KNOXVILLE, TN\|LONGBOAT KEY, FL\|LONGBOAT KEY, FL\|LONGBOAT KEY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S•••••••• I•••	K••••• A•••••••• I•••	Jan 23, 2008	Jan 23, 2008	0	Firm change	Other
R•••••• J•••• • A••••••••• I•••	R•••••• J•••• F•••••••• S•••••••• I•••	Oct 7, 2005	Oct 14, 2005

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 23, 2008 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 14, 2005 to Jan 23, 2008factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2000 to Oct 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e4304d8-f5c0-8bf2-9347-66809ece0068
First observed: Aug 8, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.