R•••• M••• L•••

Advisor at L••• I••••••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e4a448b-eddf-ebec-4c04-0aabc78f4903

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 22, 1983 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• I••••••••• A•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 22, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	May 18, 2026	n/a	yes	NEW YORK, NY\|Boone, NC\|Wilmington, NC\|Wilmington, NC	Current employment
L••• I••••••••• A•••••••	Former SEC adviser	May 19, 1997	n/a	yes	WILMINGTON, NC\|Wilmington, NC	Current employment

Relationships

Registered with (2)

→ S••••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ L••• I••••••••• A•••••••Registered adviserregistration: current employment
May 19, 1997 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e4a448b-eddf-ebec-4c04-0aabc78f4903
First observed: Dec 22, 1983
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.