DFX Intelligence
Reading the graph
Reading the graph
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Advisor at Y••• F•••••••• A•••••••• L••
Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Y••• F•••••••• A•••••••• L•• | State registered | Apr 25, 2024 | n/a | yes | Tampa, FL | Current employment |
| I•••• I• F•••••• | State registered | Aug 7, 2019 | Dec 31, 2024 | no | BOCA RATON, FL|Tampa, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••• I• F•••••• | Y••• F•••••••• A•••••••• L•• | Dec 31, 2024 | Apr 25, 2024 | -250 | Firm change after gap | Other |
| B•• M••••• A•••••••• I••• | I•••• I• F•••••• | Jul 22, 2019 | Aug 7, 2019 |
| B•• M••••• A•••••••• I••• | Bank affiliated wealth | Aug 25, 2016 | Jul 22, 2019 | no | TAMPA, FL|TAMPA, FL|NEW YORK, NY|TAMPA, FL | Previous registration |
| E•••••••• P•• | Independent wealth | Nov 19, 2013 | May 5, 2015 | no | BERWYN, PA | Previous registration |
| P••• I••••••••• L•• | Asset manager | Mar 22, 2002 | Jul 16, 2013 | no | TAMPA, FL | Previous registration |
| 16 |
| Firm change |
| RIA to state RIA |
| E•••••••• P•• | B•• M••••• A•••••••• I••• | May 5, 2015 | Aug 25, 2016 | 478 | Firm change after gap | Other |
| P••• I••••••••• L•• | E•••••••• P•• | Jul 16, 2013 | Nov 19, 2013 | 126 | Firm change | Other |