DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Vincent Daley
Feed of 09/14/2026
Also filed as Dan Daley
At current firm
2 y
since Apr 25, 2024
In the industry
24 y
since Feb 15, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Your Financial Advocate, LLC state registered currentsince Apr 25, 2024 · Tampa, Fl
- Ideas In Finance state registeredAug 7, 2019 to Dec 31, 2024 · Boca Raton, Fl
- Bny Mellon Advisors, Inc. bank affiliatedAug 25, 2016 to Jul 22, 2019 · Tampa, Fl
- Envestnet Pmc independent RIANov 19, 2013 to May 5, 2015 · Berwyn, Pa
- Pgim Investments LLC asset managerMar 22, 2002 to Jul 16, 2013 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ideas In Finance to Your Financial Advocate, LLCleft Dec 31, 2024, registered Apr 25, 2024 (-250 days) · Other
- Bny Mellon Advisors, Inc. to Ideas In Financeleft Jul 22, 2019, registered Aug 7, 2019 (16 days) · RIA to a state-registered adviser
- Envestnet Pmc to Bny Mellon Advisors, Inc.left May 5, 2015, registered Aug 25, 2016 (478 days) · Other
- Pgim Investments LLC to Envestnet Pmcleft Jul 16, 2013, registered Nov 19, 2013 (126 days) · Other
Signals
- Daniel Vincent Daley left Ideas In Finance for Your Financial Advocate, Llc (registered 2024-04-25)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address