DFX Intelligence

D•••• J••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

D•••• J••••• D•••••••

Advisor at M•••• • C••••• I••

BOSTON, MA | NAPLES, FL

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Search this name across graphsid dfx:ria:8e5dd61b-80e3-2237-cc07-60517e7c32ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 2, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • C••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • C••••• I••	Bd affiliated wealth	Nov 2, 2015	n/a	yes	NAPLES, FL\|BOSTON, MA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 4, 2009	Oct 28, 2015	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	M•••• • C••••• I••	Oct 28, 2015	Nov 2, 2015	5	Firm change	Other
M••••• K••••• • C••••••• L••	R••••• W• B•••• • C•• I•••••••••	Oct 22, 2009	Nov 4, 2009

Relationships

Registered with (5)

→ M•••• • C••••• I••Registered adviserregistration: current employment
Nov 2, 2015 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Nov 4, 2009 to Oct 28, 2015factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Aug 1, 2006 to Oct 22, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e5dd61b-80e3-2237-cc07-60517e7c32ab
First observed: Jul 2, 1992
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.