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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

EVAN FINNELL COLE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Albuquerque, NM | Scottsdale, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:8e5f6517-39b4-4eef-ddf5-046db1b58497

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 31, 1997
First registration: Jul 12, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1349779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 22, 2023	n/a	yes	SCOTTSDALE, AZ\|Albuquerque, NM\|Scottsdale, AZ	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 19, 2009	Apr 7, 2023	no	FAIR OAKS, CA\|BURBANK, CA\|SAN RAMON, CA\|LAS VEGAS, NV\|ALBUQUERQUE, NM\|Albuquerque, NM\|Rahah, NM	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 24, 2009	Oct 20, 2009	no	FAIR OAKS, CA\|DUBLIN, CA\|FAIR OAKS, CA	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Sep 30, 2008	Mar 23, 2009	no	FAIR OAKS, CA\|WESTLAKE VILLAGE, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jun 11, 2007	Jan 28, 2008	no	FAIR OAKS, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 12, 2001	Jun 5, 2007	no	LAS VEGAS, NV\|MODESTO, CA\|RENO, NV\|BOZEMAN, MT\|SALT LAKE CITY, UT\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	COMMONWEALTH FINANCIAL NETWORK	Apr 7, 2023	Mar 22, 2023	-16	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2009	Oct 19, 2009	-1	Firm change	Other
FINANCIAL WEST GROUP	WOODBURY FINANCIAL SERVICES, INC.	Mar 23, 2009	Mar 24, 2009	1	Firm change	Other
FSC SECURITIES CORPORATION	FINANCIAL WEST GROUP	Jan 28, 2008	Sep 30, 2008	246	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	FSC SECURITIES CORPORATION	Jun 5, 2007	Jun 11, 2007	6	Firm change	Other

Relationships

Registered with (6)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Mar 22, 2023 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 19, 2009 to Apr 7, 2023factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 24, 2009 to Oct 20, 2009factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Sep 30, 2008 to Mar 23, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 11, 2007 to Jan 28, 2008factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 12, 2001 to Jun 5, 2007factForm ADV

Dated events

Occurred
Apr 7, 2023
Advisor changed firm
Evan Finnell Cole left Cambridge Investment Research Advisors, Inc. for Commonwealth Financial Network (registered 2023-03-22)
Form ADVobserved 4 days ago