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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM KEVIN BURTON

Advisor at PRINCIPAL ADVISED SERVICES

CONROE, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL ADVISED SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 18, 1998
First registration: Nov 12, 2002
Dual registered: yes, broker-dealer
Other names: KEVIN BURTON
IAPD individual key: 2850755

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL ADVISED SERVICES	Bd affiliated wealth	Oct 31, 2022	n/a	yes	CONROE, TX	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 23, 2011	Nov 13, 2013	no	HOUSTON, TX\|DALLAS, TX\|HOUSTON, TX\|DALLAS, TX\|HOUSTON, TX	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Aug 20, 2007	Sep 8, 2011	no	COLUMBUS, OH	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 12, 2002	Apr 16, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	PRINCIPAL ADVISED SERVICES	Nov 13, 2013	Oct 31, 2022	3,274	Firm change after gap	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Sep 8, 2011	Sep 23, 2011	15	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	NATIONWIDE INVESTMENT ADVISORS, LLC	Apr 16, 2003	Aug 20, 2007	1,587	Firm change after gap	Other

Relationships

Registered with (4)

→ PRINCIPAL ADVISED SERVICESRegistered adviserregistration: current employment
Oct 31, 2022 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 23, 2011 to Nov 13, 2013factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 20, 2007 to Sep 8, 2011factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2002 to Apr 16, 2003factForm ADV

Dated events

No dated event names this entity yet.