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M••• A••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M••• A••• S•••••••••

Advisor at L••• P•••• W••••• M••••••••• L••

WELLFLEET, MA

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Search this name across graphsid dfx:ria:8e637bb9-133a-3627-5222-a76596a4192f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• P•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••• P•••• W••••• M••••••••• L••	State registered	Aug 19, 2021	n/a	yes	WELLFLEET, MA	Current employment
C••••••• • C••• I•••	Former SEC adviser	Oct 11, 2017	Sep 22, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	L••• P•••• W••••• M••••••••• L••	Sep 22, 2021	Aug 19, 2021	-34	Firm change after gap	Ibd to state RIA
D••••••• F••••• I••••••••• M••••••••• L••	C••••••• • C••• I•••	Oct 6, 2017

Relationships

Registered with (5)

→ L••• P•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 19, 2021 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Oct 11, 2017 to Sep 22, 2021factForm ADV
→ D••••••• F••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2010 to Oct 6, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e637bb9-133a-3627-5222-a76596a4192f
First observed: Nov 16, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.