DFX Intelligence

C••••••••• W•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• W•••• B••••••

Advisor at S•••••• I••••••••• M••••••••• L••

Altamonte Springs, FL

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Search this name across graphsid dfx:ria:8e63fbef-5036-d177-1932-9902df467526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	Altamonte Springs, FL	Current employment
C••••• A••••••• L••	Former SEC adviser	Apr 1, 2014	Dec 24, 2019	no	MAITLAND, FL\|GREENWOOD VILLAGE, CO\|FORT PIERCE, FL\|Frisco, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	S•••••• I••••••••• M••••••••• L••	Dec 24, 2019	Jan 1, 2025	1,835	Firm change after gap	Ibd to RIA
M•• F•••••••• S•••••••• I•••	C••••• A••••••• L••	Apr 8, 2014	Apr 1, 2014

Relationships

Registered with (4)

→ S•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Dec 24, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2002 to Apr 8, 2014factForm ADV
→ W••••• S••••• A••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e63fbef-5036-d177-1932-9902df467526
First observed: Jun 1, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.