DFX Intelligence

S•••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••• I••••••••• M••••••••• L••

CRD 305961

ALTAMONTE SPRINGS, FL

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Search this name across graphsid dfx:ria:06ce12d0-5f20-d93f-f9a0-cb62112673b6

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 14
On other graphs: 0
Observed: Sep 4, 2020 to May 20, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=20.0
Regulatory AUM: $681M••• Locked
Discretionary RAUM: $673M
Private client RAUM: $664Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $35.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• L•• H••••	n/a	ALTAMONTE SPRINGS, FL \| LAKE MARY, FL \| Lake Mary, FL	6	27	1	yes
M•••••• P••• W••••	Certified Financial Planner	ALTAMONTE SPRINGS, FL \| PONTE VEDRA BEACH, FL	2	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C••••••••• W••••	MANAGING MEMBER	E	yes	11/2019	Sep 4, 2020	Dec 12, 2024
B••••••• C••••••••• W••••	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, PRINCIPAL, AND WEALTH MANAGER	Na	yes	11/2019	Sep 4, 2020	Dec 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••• I•••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Maitland	FL	United States	3	yes
MOUNT DORA	FL	United States	2	yes
Orlando	FL	United States	2	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	13	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$681M	$461M	47.8%	n/a	n/a	22	29	4	5

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••• F•••••••• A•••••••	4	Aug 30, 2024	Jan 21, 2025	ALPHARETTA, GA	Team lift out	RIA to RIA	3.0%
C••••• A••••••• L••	3	Dec 12, 2019	Sep 18, 2025

Relationships

Registered with (21)

← J•••• R••• A••••Advisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← T••••• L•• H••••Advisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← G•• B•••••• D•••••••Advisorregistration: current employment
Mar 20, 2026 to presentfactForm ADV
← L••• R••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 20, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 20, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 20, 2026
Ria office closed
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06ce12d0-5f20-d93f-f9a0-cb62112673b6
First observed: Sep 4, 2020
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.