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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

SHANE ALLEN CALDWELL

Advisor at TVAMP, LLC

KNOXVILLE, TN | MORRISTOWN, TN

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Search this name across graphsid dfx:ria:8e68b44c-17d3-aaae-27be-1ec9c2bf03ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TVAMP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 19, 2012
First registration: Nov 20, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 6119862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TVAMP, LLC	Independent wealth	Apr 20, 2023	n/a	yes	MORRISTOWN, TN\|KNOXVILLE, TN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 30, 2018	Aug 10, 2021	no	JOHNSON CITY, TN	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Nov 13, 2015	Jul 17, 2018	no	Alpharetta, GA	Previous registration
RONALD BLUE & CO., LLC	Former SEC adviser	Nov 20, 2012	Mar 2, 2015	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TVAMP, LLC	Aug 10, 2021	Apr 20, 2023	618	Firm change after gap	Wirehouse to RIA
UNITED CAPITAL FINANCIAL ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 17, 2018	Jul 30, 2018	13	Firm change	RIA to wirehouse
RONALD BLUE & CO., LLC	UNITED CAPITAL FINANCIAL ADVISORS	Mar 2, 2015	Nov 13, 2015	256	Firm change	Other

Relationships

Registered with (4)

→ TVAMP, LLCRegistered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 30, 2018 to Aug 10, 2021factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 13, 2015 to Jul 17, 2018factForm ADV
→ RONALD BLUE & CO., LLCRegistered adviserregistration: previous registration
Nov 20, 2012 to Mar 2, 2015factForm ADV

Dated events

No dated event names this entity yet.