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J•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••• B••••••

Advisor at S•••••••• A••••••• L••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:8e6f063e-5f95-9ef3-138e-3b3751cda4a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	n/a	yes	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Feb 10, 2023	Mar 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
C•••••• F••••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Jan 3, 2023

Relationships

Registered with (4)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Feb 10, 2023 to Mar 31, 2025factForm ADV
→ C•••••• F••••••••Registered adviserregistration: previous registration
Apr 20, 2022 to Jan 3, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
J•••• B•••••• left C•••••• F•••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-10)
Form ADVobserved 7 days ago
Occurred
Apr 5, 2022
Advisor changed firm
J•••• B•••••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• F•••••••• (registered 2022-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e6f063e-5f95-9ef3-138e-3b3751cda4a0
First observed: Jan 31, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.