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D••••• L• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••••• L• K•••••

Advisor at F••••• G•••• A••••••• L••

Alexandria, MN | WESTWOOD, NJ

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Search this name across graphsid dfx:ria:8e70360b-ce7a-b4ee-93e3-4804d39cec7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G•••• A••••••• L••	Independent wealth	Mar 31, 2021	n/a	yes	Alexandria, MN\|WESTWOOD, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Nov 16, 2021	no	Alexandria, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F••••• G•••• A••••••• L••	Nov 16, 2021	Mar 31, 2021	-230	Firm change after gap	Ibd to RIA
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018

Relationships

Registered with (3)

→ F••••• G•••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Nov 16, 2021factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
May 26, 2016 to Feb 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e70360b-ce7a-b4ee-93e3-4804d39cec7f
First observed: May 26, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.