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RIA / WealthAdvisor15 years in industry

Stephen Thomas Bogosian

Advisor at CWM, LLC

Arvada, CO | OMAHA, NE

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Search this name across graphsid dfx:ria:8e84cd1d-d8e7-26c7-8c39-5fbb0975a167

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 5, 2017
First registration: Oct 25, 2010
Dual registered: no
Other names: STEPHEN BOGOSIAN|Steve Thomas Bogosian
IAPD individual key: 5099981

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Mar 9, 2026	n/a	yes	Arvada, CO\|OMAHA, NE	Current employment
BEACON CAPITAL MANAGEMENT, INC.	Mixed wealth	Apr 24, 2025	Mar 3, 2026	no	LITTLETON, CO\|DAYTON, OH	Previous registration
SWAN GLOBAL INVESTMENTS, LLC	Other adviser	Dec 18, 2020	Mar 11, 2025	no	Littleton, CO\|DURANGO, CO	Previous registration
ATHENAINVEST ADVISORS LLC	Former SEC adviser	Jan 13, 2017	Mar 8, 2021	no	Greenwood Village, CO	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Oct 25, 2010	Aug 29, 2012	no	CONCORD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON CAPITAL MANAGEMENT, INC.	CWM, LLC	Mar 3, 2026	Mar 9, 2026	6	Firm change	RIA to ibd
SWAN GLOBAL INVESTMENTS, LLC	BEACON CAPITAL MANAGEMENT, INC.	Mar 11, 2025	Apr 24, 2025	44	Firm change	RIA to RIA
ATHENAINVEST ADVISORS LLC	SWAN GLOBAL INVESTMENTS, LLC	Mar 8, 2021	Dec 18, 2020	-80	Firm change after gap	Other
ASSETMARK, INC.	ATHENAINVEST ADVISORS LLC	Aug 29, 2012	Jan 13, 2017	1,598	Firm change after gap	Other

Relationships

Registered with (5)

→ CWM, LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ BEACON CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 24, 2025 to Mar 3, 2026factForm ADV
→ SWAN GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 18, 2020 to Mar 11, 2025factForm ADV
→ ATHENAINVEST ADVISORS LLCRegistered adviserregistration: previous registration
Jan 13, 2017 to Mar 8, 2021factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Oct 25, 2010 to Aug 29, 2012factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Stephen Thomas Bogosian left Beacon Capital Management, Inc. for Cwm, Llc (registered 2026-03-09)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Stephen Thomas Bogosian left Swan Global Investments, Llc for Beacon Capital Management, Inc. (registered 2025-04-24)
Form ADVobserved 5 days ago