DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• T••••• B•••••••

C••• L••BD affiliatedArvada, Co IA-onlyIAPD 5099981

Feed of 09/14/2026

Also filed as Stephen Bogosian

At current firm

0 y

since Mar 9, 2026

In the industry

15 y

since Oct 25, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Mar 9, 2026 · Arvada, Co
B••••• C•••••• M••••••••• I••• mixed wealth
Apr 24, 2025 to Mar 3, 2026 · Littleton, Co
S••• G••••• I••••••••• L•• other
Dec 18, 2020 to Mar 11, 2025 · Littleton, Co
A••••••••• A••••••• L•• former
Jan 13, 2017 to Mar 8, 2021 · Greenwood Village, Co
A••••••••• I••• BD affiliated
Oct 25, 2010 to Aug 29, 2012 · Concord, Ca

Moves

a registration end followed by a registration begin elsewhere

B••••• C•••••• M••••••••• I••• to C••• L••
left Mar 3, 2026, registered Mar 9, 2026 (6 days) · RIA to affiliated broker-dealer or bank
S••• G••••• I••••••••• L•• to B••••• C•••••• M••••••••• I•••
left Mar 11, 2025, registered Apr 24, 2025 (44 days) · RIA to RIA
A••••••••• A••••••• L•• to S••• G••••• I••••••••• L••
left Mar 8, 2021, registered Dec 18, 2020 (-80 days) · Other
A••••••••• I••• to A••••••••• A••••••• L••
left Aug 29, 2012, registered Jan 13, 2017 (1598 days) · Other

Signals

S•••••• T••••• B••••••• left B••••• C•••••• M••••••••• I••• for C••• L•• (registered 2026-03-09)
Mar 3, 2026 · Advisor changed firm · fact
S•••••• T••••• B••••••• left S••• G••••• I••••••••• L•• for B••••• C•••••• M••••••••• I••• (registered 2025-04-24)
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address