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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

MARGARET MARAPAO

Advisor at COMMONWEALTH FINANCIAL NETWORK

Ojai, CA

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Search this name across graphsid dfx:ria:8e8e5404-74c4-2f17-ebc3-892cecf47c54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: May 31, 2018
First registration: Aug 6, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 5292568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 23, 2024	n/a	yes	Ojai, CA	Current employment
INTEGRITY WEALTH ADVISORS, INC.	Independent wealth	May 1, 2019	Apr 24, 2024	no	Ojai, CA\|Ojai, CA	Previous registration
DERBY AND DERBY, INC.	n/a	Dec 15, 2016	Aug 22, 2019	no	OJAI, CA	Previous registration
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY	Independent wealth	Aug 6, 2015	Nov 30, 2016	no	GLENDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY WEALTH ADVISORS, INC.	COMMONWEALTH FINANCIAL NETWORK	Apr 24, 2024	Apr 23, 2024	-1	Firm change	RIA to ibd
DERBY AND DERBY, INC.	INTEGRITY WEALTH ADVISORS, INC.	Aug 22, 2019	May 1, 2019	-113	Firm change after gap	Other
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY	DERBY AND DERBY, INC.	Nov 30, 2016	Dec 15, 2016	15	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ INTEGRITY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 1, 2019 to Apr 24, 2024factForm ADV
→ DERBY AND DERBY, INC.Registered adviserregistration: previous registration
Dec 15, 2016 to Aug 22, 2019factForm ADV
→ PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Aug 6, 2015 to Nov 30, 2016factForm ADV

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
Margaret Marapao left Integrity Wealth Advisors, Inc. for Commonwealth Financial Network (registered 2024-04-23)
Form ADVobserved 4 days ago