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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INTEGRITY WEALTH ADVISORS, INC.

CRD 281708

VENTURA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0800a9a1-ed81-b58f-ad45-75901647fdbc

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Apr 11, 2018 to Jun 22, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $285MItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $285M
Private client RAUM: $257MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $71.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,161
Individual clients: 641
High net worth clients: 177
Custody, client assets: $115M
SEC number: 801-113205
CRD: 281708
Filings on the tape: 33
First filed: Apr 11, 2018
Latest filed: Jun 22, 2026
Organised: Corporation, CA
Website: iwaplan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN HANS WAGNER	Certified Financial Planner	VENTURA, CA	10	33	3	no
Laine Elizabeth Miller	n/a	Ventura, CA	8	13	1	no
Douglas Robert Ecker	n/a	VENTURA, CA	6	22	n/a	no
ROBERT WILLIAMS CHEATHAM	n/a	VENTURA, CA	6	20	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INTEGRITY WEALTH ADVISORS, INC.	MANAGING MEMBER	E	yes	02/2023	Mar 9, 2023	Apr 29, 2024
MCGORTEY, CHARLES, TRACY	CHIEF COMPLIANCE OFFICER	Na	yes	04/2024	Apr 29, 2024	Apr 29, 2024
WAGNER, CHRISTOPHER, BRYAN	CHIEF FINANCIAL OFFICER	Na	yes	01/2016	Apr 11, 2018	Apr 29, 2024
WAGNER, STEPHEN, HANS	MANAGING PARTNER	E	yes	03/2023	Apr 11, 2018	Apr 29, 2024
WAGNER, STEPHEN, HANS	CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER	Na	yes	01/2016	Apr 11, 2018	Apr 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Ojai	CA	United States	2	yes
n/a	n/a	n/a	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$285M	$285M	10	3	1	n/a	n/a
2024	Mar 26, 2025	$275M	$254M	10	4	2	n/a	n/a
2023	Mar 21, 2024	$312M	$295M	14	8	2	n/a	n/a
2022	Mar 9, 2023	$307M	$290M	15	10	2	n/a	n/a
2021	Mar 9, 2022	$346M	$346M	10	9	2	n/a	n/a
2020	Feb 16, 2021	$310M	$310M	9	9	2	n/a	n/a
2019	Mar 16, 2020	$242M	$242M	9	7	4	n/a	n/a
2018	Feb 15, 2019	$154M	$154M	8	7	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$285M	$275M	3.8%	$307M	-2.4%	10	10	1	2

Relationships

Registered with (6)

← ROBERT WILLIAMS CHEATHAMAdvisorregistration: current employment
Feb 25, 2020 to presentfactForm ADV
← Douglas Robert EckerAdvisorregistration: current employment
Jan 7, 2020 to presentfactForm ADV
← Laine Elizabeth MillerAdvisorregistration: current employment
Jul 31, 2018 to presentfactForm ADV
← STEPHEN HANS WAGNERAdvisorregistration: current employment
Apr 29, 2016 to presentfactForm ADV
← MARGARET MARAPAOAdvisorregistration: previous registration
May 1, 2019 to Apr 24, 2024factForm ADV
← CURTIS WILLIAM HOWARDAdvisorregistration: previous registration
May 16, 2016 to Feb 27, 2020factForm ADV

Controls (4)

← WAGNER, STEPHEN, HANSOwnerMANAGING PARTNER, ownership code E, individual
Apr 11, 2018 to Apr 29, 2024factForm ADV
← INTEGRITY WEALTH ADVISORS, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 9, 2023 to Apr 29, 2024factForm ADV
← MCGORTEY, CHARLES, TRACYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 29, 2024 to Apr 29, 2024factForm ADV
← WAGNER, CHRISTOPHER, BRYANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 11, 2018 to Apr 29, 2024factForm ADV

Dated events

Occurred
Apr 29, 2024
Control person joined
Tracy Charles Mcgortey (Chief Compliance Officer) appeared on Schedule A of Integrity Wealth Advisors, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 24, 2024
Advisor changed firm
Margaret Marapao left Integrity Wealth Advisors, Inc. for Commonwealth Financial Network (registered 2024-04-23)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2023
Succession filed (Item 4)
Integrity Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Apr 11, 2018
First Form ADV filing
Integrity Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0800a9a1-ed81-b58f-ad45-75901647fdbc
First observed: Apr 11, 2018
Last observed: Jun 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY WEALTH ADVISORS, INC.

CRD 281708

VENTURA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0800a9a1-ed81-b58f-ad45-75901647fdbc

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN HANS WAGNER

Certified Financial Planner

VENTURA, CA

Laine Elizabeth Miller

n/a

Ventura, CA

Douglas Robert Ecker

n/a

VENTURA, CA

n/a

ROBERT WILLIAMS CHEATHAM

n/a

VENTURA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INTEGRITY WEALTH ADVISORS, INC.

MANAGING MEMBER

yes

02/2023

Mar 9, 2023

Apr 29, 2024

MCGORTEY, CHARLES, TRACY

CHIEF COMPLIANCE OFFICER

yes

04/2024

Apr 29, 2024

WAGNER, CHRISTOPHER, BRYAN

CHIEF FINANCIAL OFFICER

yes

01/2016

Apr 11, 2018

Apr 29, 2024

WAGNER, STEPHEN, HANS

MANAGING PARTNER

yes

03/2023

Apr 11, 2018

Apr 29, 2024

WAGNER, STEPHEN, HANS

CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER

yes

01/2016

Apr 11, 2018

Apr 29, 2024

City

State

Country

Employees

Also broker-dealer

Ojai

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$285M

n/a

2024

Mar 26, 2025

$275M

$254M

n/a

2023

Mar 21, 2024

$312M

$295M

n/a

2022

Mar 9, 2023

$307M

$290M

n/a

2021

Mar 9, 2022

$346M

n/a

2020

Feb 16, 2021

$310M

n/a

2019

Mar 16, 2020

$242M

n/a

2018

Feb 15, 2019

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$285M

$275M

3.8%

$307M

-2.4%