DFX Intelligence

C•••••• V•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C•••••• V•••••• W•••

Advisor at E•••••••• F•••••••• L••

CARY, NC

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Search this name across graphsid dfx:ria:8e9c1da5-71c0-860f-4111-a9f0ab27c5a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• F•••••••• L••	State registered	Jul 13, 2022	n/a	yes	CARY, NC	Current employment
S••••• M•••••••••	Independent wealth	Dec 10, 2015	Jul 5, 2022	no	Cary, NC\|NORTH LITTLE ROCK, AR\|cary, NC\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	E•••••••• F•••••••• L••	Jul 5, 2022	Jul 13, 2022	8	Firm change	RIA to state RIA
A••••••••• F•••••••• S•••••••• L••	S••••• M•••••••••	Nov 12, 2015	Dec 10, 2015

Relationships

Registered with (3)

→ E•••••••• F•••••••• L••Registered adviserregistration: current employment
Jul 13, 2022 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Dec 10, 2015 to Jul 5, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 31, 2001 to Nov 12, 2015factForm ADV

Dated events

Occurred
Jul 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e9c1da5-71c0-860f-4111-a9f0ab27c5a1
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.