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Advisor at A YEO CAPITAL MANAGEMENT LLC
Culver City, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A YEO CAPITAL MANAGEMENT LLC | State registered | Mar 4, 2026 | n/a | yes | Culver City, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 26, 2006 | Jan 8, 2017 | no | EL SEGUNDO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 19, 2001 | Jun 15, 2006 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | A YEO CAPITAL MANAGEMENT LLC | Jan 8, 2017 | Mar 4, 2026 | 3,342 | Firm change after gap | Wirehouse to state RIA |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 15, 2006 | May 26, 2006 | -20 | Firm change | Wirehouse to wirehouse |