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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Ft Pierce, FL | Ann Arbor, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 30, 2023 | n/a | yes | Ft Pierce, FL|Ann Arbor, MI | Current employment |
| Spc | Bd affiliated wealth | Sep 22, 2017 | Oct 30, 2023 | no | Ann Arbor, MI|ANN ARBOR, MI|Washington Township, MI | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 13, 2013 | Sep 26, 2017 | no | GLASTONBURY, CT|ANN ARBOR, MI | Previous registration |
| PINNACLE WEALTH MANAGEMENT, INC. | Independent wealth | Jun 17, 2013 | Jul 16, 2013 | no | BRIGHTON, MI | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 11, 2013 | Jul 10, 2013 | no | BRIGHTON, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 30, 2023 | Oct 30, 2023 | 0 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Spc | Sep 26, 2017 | Sep 22, 2017 | -4 | Firm change | Other |
| PINNACLE WEALTH MANAGEMENT, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jul 16, 2013 | Aug 13, 2013 | 28 | Firm change | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | PINNACLE WEALTH MANAGEMENT, INC. | Jul 10, 2013 | Jun 17, 2013 | -23 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110692:134139:MI:2023-10-30 | Oct 30, 2023 | Oct 30, 2023 | WASHINGTON TOWNSHIP, MI | Firm change |