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Reading the graph
Advisor at MORGAN STANLEY
Ridgefield, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 21, 2025 | n/a | yes | Ridgefield, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2016 | May 22, 2025 | no | WHITE PLAINS, NY|Greenwich, CT|RIDGEFIELD, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 21, 2016 | no | New York, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Mar 19, 2009 | Jun 1, 2009 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 18, 1994 | Apr 2, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 22, 2025 | May 21, 2025 | -1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 21, 2016 | Oct 6, 2016 | -15 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2009 | Mar 19, 2009 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:7691:NY:2016-10-21 | Oct 21, 2016 | Oct 6, 2016 | NEW YORK, NY | Firm change |