DFX Intelligence

G••• A• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

G••• A• S•••••••••

Advisor at C••• L••

Franklin Lakes, NJ | OMAHA, NE

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Search this name across graphsid dfx:ria:8eb75f69-abc8-ea83-bd3a-c43c7ca75cf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 16, 2024	n/a	yes	OMAHA, NE\|Franklin Lakes, NJ	Current employment
G••••• A••••••• L••	Former SEC adviser	Aug 2, 2023	May 15, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A••••••• L••	C••• L••	May 15, 2024	Jul 16, 2024	62	Firm change	RIA to ibd
P••• A••••• S••••••••• L••	G••••• A••••••• L••	Mar 15, 2023	Aug 2, 2023

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Jul 16, 2024 to presentfactForm ADV
→ G••••• A••••••• L••Registered adviserregistration: previous registration
Aug 2, 2023 to May 15, 2024factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 16, 2021 to Mar 15, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
May 15, 2024
Advisor changed firm
G••• A• S••••••••• left G••••• A••••••• L•• for C••• L•• (registered 2024-07-16)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2023
Advisor changed firm
G••• A• S••••••••• left P••• A••••• S••••••••• L•• for G••••• A••••••• L•• (registered 2023-08-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eb75f69-abc8-ea83-bd3a-c43c7ca75cf3
First observed: Jul 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.