DFX Intelligence

P•••••• S•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

P•••••• S•••••• S••••••

Advisor at C•••••• A•••• M••••••••• L••

Minnetonka, MN | CHICAGO, IL

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Search this name across graphsid dfx:ria:8ebee91f-e0b7-8359-b9ff-bf1ceb04b2c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Nov 17, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• S•••••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Jun 1, 2022	n/a	yes	CHICAGO, IL\|Minnetonka, MN	Current employment
M••••••• F••••• W•••••	Former SEC adviser	Nov 17, 2015	Jun 2, 2022	no	MINNETONKA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F••••• W•••••	C•••••• A•••• M••••••••• L••	Jun 2, 2022	Jun 1, 2022	-1	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
109141:288566:MN:2022-06-02	Jun 2, 2022	Jun 1, 2022	MINNETONKA, MN	Firm change

Relationships

Registered with (2)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ M••••••• F••••• W•••••Registered adviserregistration: previous registration
Nov 17, 2015 to Jun 2, 2022factForm ADV

Dated events

Occurred
Jun 2, 2022
Advisor changed firm
P•••••• S•••••• S•••••• left M••••••• F••••• W••••• for C•••••• A•••• M••••••••• L•• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ebee91f-e0b7-8359-b9ff-bf1ceb04b2c1
First observed: Nov 17, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.