DFX Intelligence

E••• F• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E••• F• E••••••••

Advisor at R•••••• F••••• W••••• L••

GOLDEN, CO | PLANO, TX

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Search this name across graphsid dfx:ria:8ec67dc1-0fff-72e3-883c-662faf4442ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• F••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• F••••• W••••• L••	Independent wealth	Jan 13, 2025	n/a	yes	GOLDEN, CO\|PLANO, TX	Current employment
X• W••••• M•••••••••	Former SEC adviser	Apr 28, 2020	Dec 31, 2024	no	DALLAS, TX\|ADDISON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X• W••••• M•••••••••	R•••••• F••••• W••••• L••	Dec 31, 2024	Jan 13, 2025	13	Firm change	RIA to new firm
R•••••• J•••• • A••••••••• I•••	X• W••••• M•••••••••	Apr 15, 2020	Apr 28, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:281767:TX:2020-04-15	Apr 15, 2020	Apr 28, 2020	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ R•••••• F••••• W••••• L••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ X• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 28, 2020 to Dec 31, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2016 to Apr 15, 2020factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ec67dc1-0fff-72e3-883c-662faf4442ef
First observed: Oct 19, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.