DFX Intelligence

D••••• J••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist14 years in industry

D••••• J••• R•••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:8ec817ae-3a94-6d65-fe83-fe7a0e45d9a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• F•••••••• A•••••••• L••	State registered	Apr 10, 2025	n/a	yes	ARROYO GRANDE, CA	Current employment
O•••••••••	Institutional manager	Jul 1, 2024	n/a	yes	Nipomo, CA\|OVERLAND PARK, KS\|Arroyo Grande, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jul 1, 2024	-117	Firm change after gap	Other
V••••• F••••••••• L••	W•••••••••	Dec 1, 2017	May 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:106766:CA:2024-10-26	Oct 26, 2024	Jul 1, 2024	ARROYO GRANDE, CA	Firm change after gap
149909:282202:CA:2017-12-01	Dec 1, 2017	May 19, 2016	ARROYO GRANDE, CA	Firm change after gap

Relationships

Registered with (4)

→ R••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
May 19, 2016 to Oct 26, 2024factForm ADV
→ V••••• F••••••••• L••

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ec817ae-3a94-6d65-fe83-fe7a0e45d9a1
First observed: Aug 20, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.