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RIA / WealthAdvisorCertified Financial Planner13 years in industry

NICKOLAUS LEE SHANNON

Advisor at BRIDGES INVESTMENT MANAGEMENT INC

OMAHA, NE

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Search this name across graphsid dfx:ria:8ecb2841-57be-bd47-b2d7-a2719d292e06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Aug 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRIDGES INVESTMENT MANAGEMENT INC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 15, 2013
First registration: Aug 16, 2013
Dual registered: no
Other names: NICK LEE SHANNON|NICHOLAUS SHANNON|NICK SHANNON|Nickolaus Lee Shannon|NICKOLAUS L SHANNON
IAPD individual key: 6000651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRIDGES INVESTMENT MANAGEMENT INC	Mixed wealth	Jun 28, 2024	n/a	yes	OMAHA, NE	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Jun 4, 2024	no	Omaha, NE	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 9, 2023	Jan 19, 2024	no	ELKHORN, NE\|Omaha, NE	Previous registration
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 17, 2022	Dec 31, 2022	no	OMAHA, NE	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 6, 2017	Jun 3, 2022	no	OMAHA, NE\|Mercer Island, WA	Previous registration
EDWARD JONES	National bd RIA	Jun 20, 2014	Nov 1, 2017	no	OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 5, 2014	Jun 16, 2014	no	OMAHA, NE	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 16, 2013	Feb 3, 2014	no	GILBERT, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BRIDGES INVESTMENT MANAGEMENT INC	Jun 4, 2024	Jun 28, 2024	24	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
AMERITAS ADVISORY SERVICES, LLC	WOODBURY FINANCIAL SERVICES, INC.	Dec 31, 2022	Mar 9, 2023	68	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	AMERITAS ADVISORY SERVICES, LLC	Jun 3, 2022	Jun 17, 2022	14	Firm change	Ibd to ibd
EDWARD JONES	PRUCO SECURITIES, LLC	Nov 1, 2017	Dec 6, 2017	35	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jun 16, 2014	Jun 20, 2014	4	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 3, 2014	Mar 5, 2014	30	Firm change	Other

Relationships

Registered with (8)

→ BRIDGES INVESTMENT MANAGEMENT INCRegistered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Jun 4, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 9, 2023 to Jan 19, 2024factForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 17, 2022 to Dec 31, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 6, 2017 to Jun 3, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 20, 2014 to Nov 1, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 5, 2014 to Jun 16, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 16, 2013 to Feb 3, 2014factForm ADV

Dated events

Occurred
Jun 4, 2024
Advisor changed firm
Nickolaus Lee Shannon left Osaic Wealth, Inc. for Bridges Investment Management Inc (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Nickolaus Lee Shannon left Ameritas Advisory Services, Llc for Woodbury Financial Services, Inc. (registered 2023-03-09)
Form ADVobserved 4 days ago
Occurred
Jun 3, 2022
Advisor changed firm
Nickolaus Lee Shannon left Pruco Securities, Llc for Ameritas Advisory Services, Llc (registered 2022-06-17)
Form ADVobserved 4 days ago