DFX Intelligence

C•••••••• P•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••••••• P•••••• G•••••

Advisor at J••• M••••• S••••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:8eccf519-5743-1896-baa3-994a520a4811

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 24, 2022	n/a	yes	DENVER, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 9, 2022	Aug 3, 2022	no	TARPON SPRINGS, FL\|DENVER, CO\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Aug 3, 2022	Aug 24, 2022	21	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Mar 6, 2022	Mar 9, 2022

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Mar 6, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 9, 2022 to Aug 3, 2022factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 13, 2007 to Oct 1, 2012factForm ADV
→ O•• P•••••• I••••••••• I••

Dated events

Occurred
Aug 3, 2022
Advisor changed firm
C•••••••• P•••••• G••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-08-24)
Form ADVobserved 7 days ago
Occurred
Mar 6, 2022
Advisor changed firm
C•••••••• P•••••• G••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eccf519-5743-1896-baa3-994a520a4811
First observed: Mar 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J••• M••••• S••••••••• L••

Wirehouse

Oct 1, 2012

Mar 6, 2022

Previous registration