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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

RALPH JOSEPH AIELLO

Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC

Cary, NC | RALEIGH, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 24, 2000
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: RALPH JOSEPH AIELLO|RAFE AIELLO|RAFE J AIELLO|RAFE JOSEPH AIELLO
IAPD individual key: 4161901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL ALLIANCE, LLC	Independent wealth	Mar 31, 2017	n/a	yes	Cary, NC\|RALEIGH, NC	Current employment
WEALTHPLAN PARTNERS	Former SEC adviser	Jul 2, 2015	Mar 28, 2017	no	CARY, NC\|OMAHA, NE	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Jan 31, 2014	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Feb 5, 2009	Oct 5, 2009	no	RALEIGH, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 2, 2005	Feb 5, 2009	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 31, 2001	Feb 2, 2005	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHPLAN PARTNERS	FOUNDERS FINANCIAL ALLIANCE, LLC	Mar 28, 2017	Mar 31, 2017	3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WEALTHPLAN PARTNERS	Jan 31, 2014	Jul 2, 2015	517	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE ADVISOR SERVICES, INC.	Feb 5, 2009	Feb 5, 2009	0	Firm change	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Feb 2, 2005	Feb 2, 2005	0	Firm change	Other

Relationships

Registered with (6)

→ FOUNDERS FINANCIAL ALLIANCE, LLCRegistered adviserregistration: current employment
Mar 31, 2017 to presentfactForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Jul 2, 2015 to Mar 28, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Jan 31, 2014factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Feb 5, 2009 to Oct 5, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 2, 2005 to Feb 5, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Feb 2, 2005factForm ADV

Dated events

No dated event names this entity yet.