DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• C•••••• M•••••••••
New York, NY | Stamford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Sep 19, 2025 | n/a | yes | Stamford, CT | Current employment |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Aug 24, 2023 | n/a | yes | Stamford, CT|New York, NY | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• C•••••• M••••••••• L•• | R••••••••• C•••••• M••••••••• | Apr 28, 2023 | Aug 24, 2023 | 118 | Firm change | RIA to ibd |
| D••••••• S••••••••• L•• | B•••••••• C•••••• M••••••••• L•• | Apr 10, 2018 | Mar 30, 2022 |
| B•••••••• C•••••• M••••••••• L•• | Mixed wealth | Mar 30, 2022 | Apr 28, 2023 | no | NEW YORK, NY | Previous registration |
| D••••••• S••••••••• L•• | Independent wealth | Jan 28, 2015 | Apr 10, 2018 | no | NEW YORK, NY | Previous registration |
| H••••• • C••• L•• | Other adviser | Jul 28, 2014 | Jan 16, 2015 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| 1,450 |
| Firm change after gap |
| RIA to RIA |
| H••••• • C••• L•• | D••••••• S••••••••• L•• | Jan 16, 2015 | Jan 28, 2015 | 12 | Firm change | Other |