DFX Intelligence

B•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

B•••••••• C•••••• M••••••••• L••

CRD 149320

NEW YORK, NY

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Search this name across graphsid dfx:ria:0ae8f245-c9e3-2780-15b7-b6644f30f623

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 5
On other graphs: 4
Observed: Mar 27, 2012 to Mar 10, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B•••••••• C•••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

B•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

B•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.28 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.5B••• Locked
Discretionary RAUM: $1.8B
Private client RAUM: $970Mderived••• Locked
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $742Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C••••• T•••••••	Chartered Financial Analyst	NEW YORK, NY	16	23	n/a	no
W•••••• H•••••• S•••••••	n/a	NEW YORK, NY	10	25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••••• A•••••••• O••••••••• M••••• F•••• L•	Private Equity Fund	$368M	Apr 28, 2017	102	Mar 31, 2015	dropped	021-220923
I••••••••• C•••••• M••••• F•••• L•	Hedge Fund	$335M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• M••••••• A••••	CHIEF OPERATING OFFICER	Na	yes	11/2022	Mar 10, 2026	Mar 10, 2026
M•••••• M••••••••• L••	Member	B	yes	01/2009	Mar 10, 2026	Mar 10, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••••••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••••••• F•••••• E••••••••• M••••••• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Malibu	CA	United States	2	no
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$3.8B	18.7%	$3.2B	12.1%	27	22	2	2

Relationships

Advises (24)

→ B•••••••• P•••••• O••••••••• F••• I•• A• S••••••• S••••• O• B•••••••• O••••••••• M••••• S••••• F•••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ B•••••••• F•••••• S••• F••• I•• A• S••••••• S••••• O• B•••••••• O••••••••• M••••• S••••• F•••• L••Private fundVenture Capital Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ B•••••••• C•••••• P•••••••• L•Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
Matthew William Gruseke left B•••••••• C•••••• M••••••••• L•• for Rockefeller Capital Management (registered 2023-08-24)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person joined
Aaron Michael Jemal (Chief Operating Officer) appeared on Schedule A of B•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
B•••••••• C•••••• M••••••••• L•• reported RAUM $3.1B, up 38% from $2.3B (2021-06-18 to 2022-03-31)
Form ADVobserved 7 days ago
$861M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ae8f245-c9e3-2780-15b7-b6644f30f623
First observed: Mar 27, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.