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Advisor at FORT SHERIDAN ADVISORS LLC
Evans City, PA | HIGHLAND PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FORT SHERIDAN ADVISORS LLC | Independent wealth | Jan 7, 2025 | n/a | yes | Evans City, PA|HIGHLAND PARK, IL | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Aug 24, 2021 | Oct 23, 2024 | no | Pasadena, CA|Evans City, PA | Previous registration |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Nov 29, 2019 | Aug 10, 2021 | no | Woodland Hills, CA|Evans City, PA | Previous registration |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Aug 21, 2017 | Jul 10, 2019 | no | Woodland Hills, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Oct 5, 2016 | Aug 21, 2017 | no | Tarzana, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 12, 2016 | no | Westlake Village, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 6, 2007 | Jun 1, 2009 | no | WOODLAND HILLS, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | FORT SHERIDAN ADVISORS LLC | Oct 23, 2024 | Jan 7, 2025 | 76 | Firm change | Ibd to RIA |
| FINANCIAL WEST GROUP | WESTERN INTERNATIONAL SECURITIES | Aug 21, 2017 | Aug 21, 2017 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | FINANCIAL WEST GROUP | Oct 12, 2016 | Oct 5, 2016 | -7 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |