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T••• M•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

T••• M•••••• O•••••

Advisor at C•••••• W••••• M••••••••• L••

CHICAGO, IL | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:8ed916ee-29be-23ff-c930-77241a08bd71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Nov 18, 2025	n/a	yes	CHICAGO, IL\|NAPERVILLE, IL	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Nov 13, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••••• W••••• M••••••••• L••	Nov 13, 2025	Nov 18, 2025	5	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025

Relationships

Registered with (7)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 18, 2025 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Nov 13, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 21, 2022 to Mar 31, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

Occurred
Nov 13, 2025
A•••••• firm change
T••• M•••••• O••••• left S•••••••• A••••••• L•• for C•••••• W••••• M••••••••• L•• (registered 2025-11-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ed916ee-29be-23ff-c930-77241a08bd71
First observed: Jun 16, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.