DFX Intelligence

C••••••• A•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

C••••••• A•• J••••••

Advisor at M••••• F••••••••• L••

WALTHAM, MA | Bolton, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ee16486-9651-8b88-5f16-16c9bedace10

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F••••••••• L••	Independent wealth	Nov 5, 2024	n/a	yes	Bolton, MA\|WALTHAM, MA	Current employment
F•••••••• N••••••••• I•••	Former SEC adviser	Apr 16, 2019	Oct 8, 2024	no	LITTLETON, MA\|BOLTON, MA\|Littleton, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• N••••••••• I•••	M••••• F••••••••• L••	Oct 8, 2024	Nov 5, 2024	28	Firm change	RIA to RIA
A••••• A•• P••••••• S•••••••	F•••••••• N••••••••• I•••	Mar 20, 2019	Apr 16, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
134873:163986:MA:2024-10-08	Oct 8, 2024	Nov 5, 2024	LITTLETON, MA	Firm change

Relationships

Registered with (4)

→ M••••• F••••••••• L••Registered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ F•••••••• N••••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2019 to Oct 8, 2024factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jan 28, 2014 to Mar 20, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
C••••••• A•• J•••••• left F•••••••• N••••••••• I••• for M••••• F••••••••• L•• (registered 2024-11-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ee16486-9651-8b88-5f16-16c9bedace10
First observed: Oct 8, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.