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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MICHAEL ROBERTS FLOWERS

Advisor at PNC WEALTH MANAGEMENT

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 11, 2004
First registration: Oct 27, 2010
Dual registered: yes, broker-dealer
Other names: MICHAEL FLOWERS|MICHAEL ROBERTS FLOWERS
IAPD individual key: 4839056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 21, 2025	n/a	yes	LOUISVILLE, KY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 26, 2022	May 22, 2025	no	LOUISVILLE, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 1, 2011	May 31, 2022	no	LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 27, 2010	Jul 19, 2011	no	LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	May 22, 2025	May 21, 2025	-1	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 31, 2022	May 26, 2022	-5	Firm change	Ibd to wirehouse
CHASE INVESTMENT SERVICES CORP.	PNC WEALTH MANAGEMENT	Jul 19, 2011	Aug 1, 2011	13	Firm change	Other

Relationships

Registered with (3)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 1, 2011 to May 31, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 26, 2022 to May 22, 2025factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 27, 2010 to Jul 19, 2011factForm ADV

Dated events

Occurred
May 22, 2025
Advisor changed firm
Michael Roberts Flowers left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pnc Wealth Management (registered 2025-05-21)
Form ADVobserved 6 days ago
Occurred
May 31, 2022
Advisor changed firm
Michael Roberts Flowers left Pnc Wealth Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-26)
Form ADVobserved 6 days ago