DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••••• P•••• F••••••••• I•••
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••••• P•••• F••••••••• I••• | State registered | Oct 17, 2012 | n/a | yes | CHARLOTTE, NC | Current employment |
| S••••• G••••• I••••••••• L•• | Mixed wealth | Oct 16, 2012 | May 28, 2015 | no | BOUNTIFUL, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• G••••• I••••••••• L•• | T•••••• P•••• F••••••••• I••• | May 28, 2015 | Oct 17, 2012 | -953 | Firm change after gap | Other |
| S•••••••• A••••••• L•• | S••••• G••••• I••••••••• L•• | Nov 29, 2005 | Oct 31, 2011 |
| S••••• G••••• I••••••••• L•• | Mixed wealth | Oct 31, 2011 | May 18, 2012 | no | WAXHAW, NC|BOUNTIFUL, UT | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | May 30, 2000 | Nov 29, 2005 | no | SALT LAKE CITY, UT | Previous registration |
| 2,162 |
| Firm change after gap |
| Other |