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Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.
WOODSTOCK, GA | Sun City Center, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WOODSTOCK WEALTH MANAGEMENT, INC. | Independent wealth | Jun 21, 2018 | n/a | yes | WOODSTOCK, GA|Sun City Center, FL | Current employment |
| WOODSTOCK FINANCIAL GROUP, INC. | Former SEC adviser | Sep 13, 2016 | Nov 7, 2018 | no | Brandon, FL|WOODSTOCK, GA|Brandon, FL|Sun City Center, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 26, 2013 | Dec 10, 2015 | no | FORT LAUDERDALE, FL|FORT LAUDERDALE, FL|CORAL SPRINGS, FL|TAMARAC, FL|TAMARAC, FL | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | May 17, 2012 | Feb 20, 2013 | no | CHARLOTTE, NC|SUNNY ISLES BEACH, FL|FORT LAUDERDALE, FL | Previous registration |
| EDWARD JONES | National bd RIA | Oct 30, 2008 | May 14, 2012 | no | RIVERVIEW, FL|BRANDON, FL|ST LOUIS, MO|RIVERVIEW, FL|RIVERVIEW, FL|RIVERVIEW, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODSTOCK FINANCIAL GROUP, INC. | WOODSTOCK WEALTH MANAGEMENT, INC. | Nov 7, 2018 | Jun 21, 2018 | -139 | Channel change | RIA to new firm |
| WELLS FARGO ADVISORS | WOODSTOCK FINANCIAL GROUP, INC. | Dec 10, 2015 | Sep 13, 2016 | 278 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Feb 20, 2013 | Feb 26, 2013 | 6 | Firm change | Other |
| EDWARD JONES | BB&T INVESTMENT SERVICES, INC. | May 14, 2012 | May 17, 2012 | 3 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 38095:283472:FL:2018-11-07 | Nov 7, 2018 | Jun 21, 2018 | SUN CITY CENTER, FL | Firm change after gap |