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J•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J•••••• W••••• M••••••••• L••

CRD 123105

GRAND FORKS, ND

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Search this name across graphsid dfx:ria:8efb691c-40f5-c521-5b4a-812b21c91d4c

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Jul 29, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $323M••• Locked
Discretionary RAUM: $323M
Private client RAUM: $298Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $108Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••••• P•••• J••••••	Certified Financial Planner	GRAND FORKS, ND	23	36	2	no
J•••• P•••• M••••••••	Certified Financial Planner\|Chartered Financial Consultant	GRAND FORKS, ND	2	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• D••••••• P••••	Member	E	yes	08/2002	Mar 27, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$323M	$257M	25.9%	$169M	24.0%	2	2	0	0

Relationships

Registered with (3)

← C••• W•••••••••Advisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← J•••• P•••• M••••••••Advisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← D•••••• P•••• J••••••Advisorregistration: current employment
Sep 25, 2002 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Mar 28, 2017
First Form ADV filing
J•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8efb691c-40f5-c521-5b4a-812b21c91d4c
First observed: Mar 27, 2012
Last observed: Jul 29, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.