DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Johnson Wealth Management, LLC
Latest filing Jul 29, 2026
First filing on the tape Mar 27, 2012 · 15 filings
SEC status approved since Apr 5, 2017
RAUM
$323M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$298M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$323M as of Jul 29, 2026
Mar 27, 2018$132M then
HNW client RAUM$273M as of Jul 29, 2026
Mar 27, 2018$92.0M then
State-registered IARs (5.B.3)2 as of Jul 29, 2026
Mar 27, 20181 then
Employees (5.A)2 as of Jul 29, 2026
Mar 27, 20181 then
Private funds: no history
RAUM +26% over the last fiscal year+24% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $542,569derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $233M, 350 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M84%
- Individuals$25.3M7.8%
- Charitable organizations$15.1M4.7%
- Pension and profit-sharing plans$10.2M3.2%
- Corporations and businesses$2,0390.0%
- Individual clients
- 70reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 596reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $233M for 350 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Derrick Peter JohnsonCertified Financial Planner | Grand Forks, Nd | Sep 25, 2002 | 36 y | 2 |
| James Peter MortensonCertified Financial Planner, Chartered Financial Consultant | Grand Forks, Nd | Oct 2, 2023 | 13 y | 1 |
| Cole Wigestrand | Grand Forks, Nd | Jun 4, 2026 | 11 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Cole Wigestrand from LPL Financial LLCJun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Peter Mortenson from Cwm, LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Derrick Peter Johnson from Thrivent Investment Management Inc.Sep 25, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peter Derrick Johnson · Membercontrolsince 08/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Forks, Nd · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 508 to 596Feb 12, 2025 to Mar 10, 2026
- HNW clients · 92 to 99Feb 12, 2025 to Mar 10, 2026
- Individual clients · 60 to 70Feb 12, 2025 to Mar 10, 2026
- Assets in custody · $165M to $233MFeb 12, 2025 to Mar 10, 2026
- Financial planning clients · 1-10 to 101-250Feb 12, 2025 to Mar 10, 2026
- Discretionary RAUM · $257M to $323MFeb 12, 2025 to Mar 10, 2026
- HNW RAUM · $216M to $273MFeb 12, 2025 to Mar 10, 2026
- Individual RAUM · $18.3M to $25.3MFeb 12, 2025 to Mar 10, 2026
- Pension RAUM · $8.7M to $10.2MFeb 12, 2025 to Mar 10, 2026
- RAUM · $257M to $323MFeb 12, 2025 to Mar 10, 2026
- Accounts · 444 to 508Mar 21, 2024 to Feb 12, 2025
- Charity clients · 5.0 to unsetMar 21, 2024 to Feb 12, 2025
- HNW clients · 81 to 92Mar 21, 2024 to Feb 12, 2025
- Individual clients · 63 to 60Mar 21, 2024 to Feb 12, 2025
- Assets in custody · $129M to $165MMar 21, 2024 to Feb 12, 2025
- Financial planning clients · 1-10 to 1-10Mar 21, 2024 to Feb 12, 2025
- Discretionary RAUM · $197M to $257MMar 21, 2024 to Feb 12, 2025
- HNW RAUM · $156M to $216MMar 21, 2024 to Feb 12, 2025
- Individual RAUM · $20.2M to $18.3MMar 21, 2024 to Feb 12, 2025
- Pension RAUM · $8.4M to $8.7MMar 21, 2024 to Feb 12, 2025
- RAUM · $197M to $257MMar 21, 2024 to Feb 12, 2025
- Accounts · 399 to 444Sep 5, 2023 to Mar 21, 2024
- Advisory employees · 1 to 2Sep 5, 2023 to Mar 21, 2024
- HNW clients · 77 to 81Sep 5, 2023 to Mar 21, 2024
- Individual clients · 53 to 63Sep 5, 2023 to Mar 21, 2024
- Pension plan clients · 7.0 to unsetSep 5, 2023 to Mar 21, 2024
- Assets in custody · $112M to $129MSep 5, 2023 to Mar 21, 2024
- Employees · 1 to 2Sep 5, 2023 to Mar 21, 2024
- State-registered IARs · 1 to 2Sep 5, 2023 to Mar 21, 2024
- Discretionary RAUM · $169M to $197MSep 5, 2023 to Mar 21, 2024
- HNW RAUM · $127M to $156MSep 5, 2023 to Mar 21, 2024
- Individual RAUM · $15.5M to $20.2MSep 5, 2023 to Mar 21, 2024
- Pension RAUM · $15.5M to $8.4MSep 5, 2023 to Mar 21, 2024
- RAUM · $169M to $197MSep 5, 2023 to Mar 21, 2024
- Accounts · 382 to 399Mar 4, 2022 to Feb 10, 2023
- Charity clients · unset to 5.0Mar 4, 2022 to Feb 10, 2023
- Individual clients · 45 to 53Mar 4, 2022 to Feb 10, 2023
- Assets in custody · $117M to $112MMar 4, 2022 to Feb 10, 2023
- Financial planning clients · 101-250 to 1-10Mar 4, 2022 to Feb 10, 2023
- Discretionary RAUM · $171M to $169MMar 4, 2022 to Feb 10, 2023
Signals
1 dated events
- Johnson Wealth Management, Llc filed its initial SEC registration (Form ADV)Mar 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 701-746-8310reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026