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Advisor at DIVERSIFY ADVISORY SERVICES, LLC
SOUTH JORDAN, UT | Santa Rosa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 3, 2023 | n/a | yes | Santa Rosa, CA|SOUTH JORDAN, UT | Current employment |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Jan 4, 2023 | Jan 2, 2024 | no | SANDY, UT|Santa Rosa, CA | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jul 24, 2012 | Jan 13, 2023 | no | SANTA ROSA, CA|SANTA ROSA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Jan 2, 2024 | Oct 3, 2023 | -91 | Firm change after gap | RIA to ibd |
| EAGLE STRATEGIES LLC | DFPG INVESTMENTS, LLC | Jan 13, 2023 | Jan 4, 2023 | -9 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155576:326060:CA:2023-12-22 | Jan 2, 2024 | Oct 3, 2023 | SANTA ROSA, CA | Firm change after gap |
| 110826:155576:CA:2023-01-13 | Jan 13, 2023 | Jan 4, 2023 | SANTA ROSA, CA | Firm change |