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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
BARBERTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 1, 2020 | n/a | yes | BARBERTON, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 2, 2017 | Jun 3, 2020 | no | PEPPER PIKE, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 19, 2012 | Nov 13, 2017 | no | Pepper Pike, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 3, 2020 | Jun 1, 2020 | -2 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 13, 2017 | Nov 2, 2017 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:7691:OH:2017-11-03 | Nov 13, 2017 | Nov 2, 2017 | PEPPER PIKE, OH | Firm change |