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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant32 years in industry

CHARLES ARTHUR KERWOOD

Advisor at WALLER FINANCIAL PLANNING GROUP, INC.

NAPLES, FL

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Search this name across graphsid dfx:ria:8f0bd4aa-ba9e-dce2-7eae-ac85bff9b556

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WALLER FINANCIAL PLANNING GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Nov 29, 1993
First registration: Jun 18, 1996
Dual registered: no
Other names: CHARLIE KERWOOD|CHUCK KERWOOD
IAPD individual key: 2315202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WALLER FINANCIAL PLANNING GROUP, INC.	Independent wealth	Mar 17, 2025	n/a	yes	NAPLES, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 19, 2012	Mar 9, 2012	no	COLUMBUS, OH\|COLUMBUS, OH\|SAN DIEGO, CA\|NAPLES, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 19, 1999	Nov 26, 2008	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration
WALLER FINANCIAL PLANNING GROUP INC	n/a	Jun 18, 1996	Apr 16, 2012	no	NAPLES, FL\|NAPLES, FL\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALLER FINANCIAL PLANNING GROUP INC	OSAIC WEALTH, INC.	Apr 16, 2012	Aug 19, 1999	-4,624	Firm change after gap	Other
LPL FINANCIAL LLC	WALLER FINANCIAL PLANNING GROUP, INC.	Mar 9, 2012	Mar 17, 2025	4,756	Firm change after gap	Other
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Nov 26, 2008	Jan 19, 2012	1,149	Firm change after gap	Other

Relationships

Registered with (4)

→ WALLER FINANCIAL PLANNING GROUP, INC.Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ WALLER FINANCIAL PLANNING GROUP INCRegistered adviserregistration: previous registration
Jun 18, 1996 to Apr 16, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 19, 2012 to Mar 9, 2012factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Aug 19, 1999 to Nov 26, 2008factForm ADV

Dated events

No dated event names this entity yet.