This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$748MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$679M

Private client RAUM

$745MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$125Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

11

Advisory employees

11

Offices

1Schedule D 1.F, beyond the principal office

Accounts

2,081

Individual clients

327

High net worth clients

243

Custody, client assets

$67.2M

SEC number

801-72938

CRD

159564

Filings on the tape

29

First filed

Dec 1, 2011

Latest filed

Mar 17, 2026

Organised

Corporation, OH

• Occurred

  Dec 1, 2011
  Succession filed (Item 4)

  Waller Financial Planning Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:14bbc565-9a6f-be29-0f16-9a717e9f6921

First observed

Dec 1, 2011

Last observed

Mar 17, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.