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RIA / WealthAdvisor30 years in industry

DIEGO GERMAN VALLOTA

Advisor at STRATOS WEALTH PARTNERS, LTD

Cincinnati, OH

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Search this name across graphsid dfx:ria:8f0e2b27-3c8f-ac15-d1ac-ed6f26dc1538

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jun 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH PARTNERS, LTD
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Dec 1, 1995
First registration: Jun 6, 2003
Dual registered: no
IAPD individual key: 2669877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 24, 2026	n/a	yes	Cincinnati, OH	Current employment
DEAN DORTON WEALTH MANAGEMENT, LLC	State registered	Jan 9, 2025	Aug 24, 2026	no	FORT WRIGHT, KY\|LEXINGTON, KY	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Jun 8, 2023	Jan 15, 2025	no	Fort Wright, KY\|Blue Ash, OH\|Indianapolis, IN	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Feb 8, 2011	Jun 7, 2023	no	CINCINNATI, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 6, 2009	Jan 28, 2011	no	Cincinnati, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Jun 4, 2009	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 6, 2003	Jan 1, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEAN DORTON WEALTH MANAGEMENT, LLC	STRATOS WEALTH PARTNERS, LTD	Aug 24, 2026	Aug 24, 2026	0	Firm change	Other
STRATOS WEALTH PARTNERS, LTD	DEAN DORTON WEALTH MANAGEMENT, LLC	Jan 15, 2025	Jan 9, 2025	-6	Firm change	Ibd to state RIA
AVANTAX ADVISORY SERVICES	STRATOS WEALTH PARTNERS, LTD	Jun 7, 2023	Jun 8, 2023	1	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	AVANTAX ADVISORY SERVICES	Jan 28, 2011	Feb 8, 2011	11	Firm change	Other
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Jun 4, 2009	Jul 6, 2009	32	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Relationships

Registered with (6)

→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Jun 8, 2023 to Jan 15, 2025factForm ADV
→ DEAN DORTON WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2025 to Aug 24, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 8, 2011 to Jun 7, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 6, 2009 to Jan 28, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Jun 4, 2009factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 6, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Diego German Vallota left Dean Dorton Wealth Management, Llc for Stratos Wealth Partners, Ltd (registered 2026-08-24)
Form ADVobserved 5 days ago
Occurred
Jan 15, 2025
Advisor changed firm
Diego German Vallota left Stratos Wealth Partners, Ltd for Dean Dorton Wealth Management, Llc (registered 2025-01-09)
Form ADVobserved 5 days ago
Occurred
Jun 7, 2023
Advisor changed firm
Diego German Vallota left Avantax Advisory Services for Stratos Wealth Partners, Ltd (registered 2023-06-08)
Form ADVobserved 5 days ago