DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Diego German Vallota

Stratos Wealth Partners, LtdBD affiliatedCincinnati, OhIA-onlyIAPD 2669877

Feed of 09/14/2026

At current firm

0 y

since Aug 24, 2026

In the industry

30 y

since Dec 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stratos Wealth Partners, Ltd BD affiliated current
since Aug 24, 2026 · Cincinnati, Oh
Dean Dorton Wealth Management, LLC state registered
Jan 9, 2025 to Aug 24, 2026 · Fort Wright, Ky
Stratos Wealth Partners, Ltd BD affiliated
Jun 8, 2023 to Jan 15, 2025 · Fort Wright, Ky
Avantax Advisory Services former
Feb 8, 2011 to Jun 7, 2023 · Cincinnati, Oh
J.P. Morgan Securities LLC wirehouse
Jul 6, 2009 to Jan 28, 2011 · Cincinnati, Oh
Pnc Wealth Management BD affiliated
Jan 1, 2004 to Jun 4, 2009 · Cincinnati, Oh
J.J.B. Hilliard, W.L. Lyons, LLC former
Jun 6, 2003 to Jan 1, 2004 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Dean Dorton Wealth Management, LLC to Stratos Wealth Partners, Ltd
left Aug 24, 2026, registered Aug 24, 2026 (0 days) · Other
Stratos Wealth Partners, Ltd to Dean Dorton Wealth Management, LLC
left Jan 15, 2025, registered Jan 9, 2025 (-6 days) · Affiliated broker-dealer or bank to a state-registered adviser
Avantax Advisory Services to Stratos Wealth Partners, Ltd
left Jun 7, 2023, registered Jun 8, 2023 (1 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Avantax Advisory Services
left Jan 28, 2011, registered Feb 8, 2011 (11 days) · Other
Pnc Wealth Management to J.P. Morgan Securities LLC
left Jun 4, 2009, registered Jul 6, 2009 (32 days) · Other
J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Management
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Signals

Diego German Vallota left Dean Dorton Wealth Management, Llc for Stratos Wealth Partners, Ltd (registered 2026-08-24)
Aug 24, 2026 · Advisor changed firm · fact
Diego German Vallota left Stratos Wealth Partners, Ltd for Dean Dorton Wealth Management, Llc (registered 2025-01-09)
Jan 15, 2025 · Advisor changed firm · fact
Diego German Vallota left Avantax Advisory Services for Stratos Wealth Partners, Ltd (registered 2023-06-08)
Jun 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address