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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

PAUL W HARVEY

Advisor at ESI FINANCIAL ADVISORS

BOCA RATON, FL

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Search this name across graphsid dfx:ria:8f1e94ad-c6d3-41af-99e2-82574ba20cec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESI FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 6, 2015
First registration: Feb 6, 2015
Dual registered: yes, broker-dealer
Other names: PAUL WILLIAM HARVEY|Paul Harvey
IAPD individual key: 6250857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESI FINANCIAL ADVISORS	Independent wealth	Aug 8, 2025	n/a	yes	BOCA RATON, FL	Current employment
ZERO DAY CAPITAL ENTERPRISES LLC	Independent wealth	Apr 29, 2025	Jul 14, 2025	no	WEST POINT, NY\|Orlando, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 13, 2023	Jun 14, 2024	no	ORLANDO, FL	Previous registration
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 2, 2019	Nov 10, 2023	no	Casselberry, FL\|CHICAGO, IL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Jan 9, 2019	no	CLERMONT, FL\|TAMPA, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	CARMEL, IN\|CLERMONT, FL\|BOCA RATON, FL\|TAMPA, FL\|ORLANDO, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Feb 6, 2015	May 13, 2016	no	ORLANDO, FL\|CARMEL, IN\|CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZERO DAY CAPITAL ENTERPRISES LLC	ESI FINANCIAL ADVISORS	Jul 14, 2025	Aug 8, 2025	25	Firm change	RIA to RIA
PRUCO SECURITIES, LLC	ZERO DAY CAPITAL ENTERPRISES LLC	Jun 14, 2024	Apr 29, 2025	319	Firm change	Ibd to RIA
BANKERS LIFE ADVISORY SERVICES, INC.	PRUCO SECURITIES, LLC	Nov 10, 2023	Nov 13, 2023	3	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	BANKERS LIFE ADVISORY SERVICES, INC.	Jan 9, 2019	Jul 2, 2019	174	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other

Relationships

Registered with (7)

→ ESI FINANCIAL ADVISORSRegistered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ ZERO DAY CAPITAL ENTERPRISES LLCRegistered adviserregistration: previous registration
Apr 29, 2025 to Jul 14, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 13, 2023 to Jun 14, 2024factForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2019 to Nov 10, 2023factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Jan 9, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 6, 2015 to May 13, 2016factForm ADV

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
Paul W Harvey left Zero Day Capital Enterprises Llc for Esi Financial Advisors (registered 2025-08-08)
Form ADVobserved 6 days ago
Occurred
Jun 14, 2024
Advisor changed firm
Paul W Harvey left Pruco Securities, Llc for Zero Day Capital Enterprises Llc (registered 2025-04-29)
Form ADVobserved 6 days ago
Occurred
Nov 10, 2023
Advisor changed firm
Paul W Harvey left Bankers Life Advisory Services, Inc. for Pruco Securities, Llc (registered 2023-11-13)
Form ADVobserved 6 days ago