DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul W Harvey

Esi Financial Advisorsindependent RIABoca Raton, Fldual registrantIAPD 6250857

Feed of 09/14/2026

Also filed as Paul William Harvey

At current firm

1 y

since Aug 8, 2025

In the industry

14 y

since Oct 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Esi Financial Advisors independent RIA current
since Aug 8, 2025 · Boca Raton, Fl
Zero Day Capital Enterprises LLC independent RIA
Apr 29, 2025 to Jul 14, 2025 · West Point, Ny
Pruco Securities, LLC no RAUM
Nov 13, 2023 to Jun 14, 2024 · Orlando, Fl
Bankers Life Advisory Services, Inc. BD affiliated
Jul 2, 2019 to Nov 10, 2023 · Casselberry, Fl
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Jan 9, 2019 · Clermont, Fl
Signator Investors, Inc. former
May 13, 2016 to Nov 2, 2018 · Carmel, In
Transamerica Financial Advisors, LLC BD affiliated
Feb 6, 2015 to May 13, 2016 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

Zero Day Capital Enterprises LLC to Esi Financial Advisors
left Jul 14, 2025, registered Aug 8, 2025 (25 days) · RIA to RIA
Pruco Securities, LLC to Zero Day Capital Enterprises LLC
left Jun 14, 2024, registered Apr 29, 2025 (319 days) · Affiliated broker-dealer or bank to independent RIA
Bankers Life Advisory Services, Inc. to Pruco Securities, LLC
left Nov 10, 2023, registered Nov 13, 2023 (3 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Bankers Life Advisory Services, Inc.
left Jan 9, 2019, registered Jul 2, 2019 (174 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Transamerica Financial Advisors, LLC to Signator Investors, Inc.
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move

Signals

Paul W Harvey left Zero Day Capital Enterprises Llc for Esi Financial Advisors (registered 2025-08-08)
Jul 14, 2025 · Advisor changed firm · fact
Paul W Harvey left Pruco Securities, Llc for Zero Day Capital Enterprises Llc (registered 2025-04-29)
Jun 14, 2024 · Advisor changed firm · fact
Paul W Harvey left Bankers Life Advisory Services, Inc. for Pruco Securities, Llc (registered 2023-11-13)
Nov 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address