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R••• M•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R••• M•••••• C•••

Advisor at T•••••• C•••••• M•••••••••

Louisville, CO | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f1f8150-68b7-1799-295d-032460ec9779

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C•••••• M•••••••••	Independent wealth	Feb 18, 2016	n/a	yes	DENVER, CO\|Louisville, CO	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Oct 30, 2015	Feb 11, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S••••• F•••••••• G•••• I••	Feb 11, 2020	Oct 30, 2015	-1,565	Firm change after gap	Other
S••••• F•••••••• G•••• I••	T•••••• C•••••• M•••••••••	Feb 11, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:109485:CO:2020-02-10	Feb 11, 2020	Oct 30, 2015	LOUISVILLE, CO	Firm change after gap
109485:282814:CO:2020-02-10	Feb 11, 2020	Feb 18, 2016	LOUISVILLE, CO	Firm change after gap
124446:105644:CO:2015-12-23	Dec 23, 2015	Oct 13, 2015	DENVER, CO	Firm change after gap

Relationships

Registered with (4)

→ T•••••• C•••••• M•••••••••Registered adviserregistration: current employment
Feb 18, 2016 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 13, 2015 to Feb 11, 2020factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Oct 30, 2015 to Feb 11, 2020factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f1f8150-68b7-1799-295d-032460ec9779
First observed: May 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.